Investment Company PLC Finalizes Retail Offer, Raising £299,483 via 391,942 New Shares at 76.41p Each

Retail Offer and Share Issue Price Details

Investment Company PLC announced the successful completion of its retail offer conducted via Bookbuild, which launched on 15 July 2026. Retail investors committed a total of £299,482.88, resulting in the subscription of 391,942 new ordinary shares. Following a capital reduction, these shares are expected to have a nominal value of £0.01 each. The issue price was set at 76.41 pence per share, reflecting the price at which retail investors participated in the capital raise.

The retail offer shares form part of a broader fundraising effort. The nominal value adjustment from £0.10 to £0.01 per share stems from the company’s recent capital reduction, enhancing flexibility in capital management and future share issuances. The 76.41 pence issue price highlights the valuation level that attracted retail investor interest amid mid-July 2026 market conditions.

Combined Fundraising Surpasses £7.4 Million

This retail offer complements a larger fundraising initiative that includes a placing and offer for subscription. As announced on 10 July 2026, the placing and offer for subscription raised approximately £7.16 million at the same issue price of 76.41 pence per share. Together, these efforts generated over £7.4 million before costs. This dual approach enabled the company to engage both retail and institutional investors while maintaining consistent pricing.

The retail offer is separately identified and does not form part of the wider issue announced on 10 July 2026, though both components share the same issue price and completion conditions, including admission to trading on the London Stock Exchange. Further technical details about the institutional placing and offer for subscription were disclosed on 4 June 2026.

Admission Conditions and London Stock Exchange Listing Timeline

Admission of retail offer shares to trading on the London Stock Exchange’s Main Market is contingent upon completion of the placing and offer for subscription. Investment Company PLC expects admission at 8:00 a.m. on 28 July 2026. Should any timetable adjustments be necessary, the company will notify the market via a Regulatory Information Service.

This timeline provides clarity for investors on when newly issued shares will begin trading, approximately two weeks after the retail offer’s close. The coordination of retail and institutional fundraising ensures simultaneous shareholder participation in the company’s next operational phase. All referenced times are London time.

Investment Objective and Policy for Raised Capital

The net proceeds from the combined fundraising will be invested according to the company’s proposed new investment objective and policy, detailed in the 4 June 2026 announcement covering the placing and offer for subscription. Investors seeking comprehensive information on the company’s deployment strategy for the £7.4 million raised are encouraged to consult that announcement and the company’s website.

This new investment framework indicates a strategic shift, prompting the fundraising to support updated investment parameters. Stakeholders should review the policy documentation to understand alignment with their investment goals and risk profiles, especially given the concurrent capital restructuring.

Company Profile and Regulatory Identifiers

Investment Company PLC is a London-listed investment company with Legal Entity Identifier (LEI) 2138004PBWN5WM2XST62. Its ordinary shares trade on the London Stock Exchange under the ticker INV, with ISIN GB00BV4FKD05 and SEDOL BV4FKD0. This announcement serves as an official Regulatory News Service disclosure confirming share issuance and listing details.

The company operates as a UK public limited company regulated as an investment company. Governance includes Chairman Ian Dighé and Company Secretary ISCA Administration Services Limited. Further information is available at https://theinvestmentcompanyplc.co.uk/. Shore Capital acts as corporate adviser and broker for the fundraising.

Capital Reduction and Share Nominal Value Adjustment

Investment Company PLC has implemented a capital reduction, lowering the nominal value of ordinary shares from £0.10 to £0.01 each. This technical restructuring does not affect economic or voting rights but facilitates enhanced capital management flexibility. The 391,942 shares issued under the retail offer reflect this adjusted nominal value.

Such capital reductions are common for UK-listed companies aiming to optimize capital structure and support future share issuances. The near-completion of this process coincides with the fundraising, positioning the company for streamlined capital operations and potential dividend or capital return policies.

Investor Access and Communication Channels

Investment Company PLC provides multiple resources for investors seeking further details on the fundraising and company operations. The company’s website hosts the comprehensive Issue Announcement dated 4 June 2026, outlining the placing and offer for subscription and the new investment policy. Contact information for Chairman Ian Dighé and Shore Capital’s advisory teams is available for inquiries.

Retail offer administrative questions can be directed to ISCA Administration Services Limited at +44 (0) 1392 487056. Shore Capital’s corporate advisory and broking teams are also available to assist. These channels ensure transparency and support for both retail and institutional investors.

Market Response and Investor Participation

The retail offer attracted commitments totaling £299,482.88, contributing to a broader fundraising effort that raised over £7.4 million. The issuance of 391,942 new shares expanded the shareholder base, with consistent pricing across retail and institutional tranches reflecting equitable investor treatment.

The successful dual-track fundraising demonstrates strong market confidence in the company’s strategy and proposed investment objectives. The company indicated that any timetable changes would be communicated promptly, with the process currently progressing as planned.

Regulatory Disclosure and Timeline

The retail offer result was announced on 24 July 2026, following the offer’s launch on 15 July 2026. Admission to trading is scheduled for 8:00 a.m. on 28 July 2026, approximately four days post-announcement. This expedited timeline reflects efficient capital market procedures and preparatory work.

The announcement constitutes inside information under Market Abuse Regulation, with distribution restricted in certain jurisdictions including the United States, Australia, Canada, Japan, New Zealand, South Africa, and the EEA, in compliance with applicable securities laws.